Roger Craig, J.D, LL.M.
Chief Legal & Compliance Officer
Roger Craig is a seasoned strategic leader and accomplished legal and compliance executive with more than 30 years of experience in the financial services industry. He brings a unique blend of corporate insight, legal experience, and business acumen to help the firm enhance value and effectively manage risk. Roger serves as Chief Legal & Compliance Officer at E.A. Buck Financial Services, where he oversees all legal and regulatory matters.
His background includes senior leadership roles in major financial organizations, where he developed deep experience in securities law, risk management, and regulatory compliance. His practice and experience span corporate transactions, including mergers and acquisitions, commercial and large-scale lending, private equity, securities law, and regulatory matters involving the SEC and FINRA. He led enterprise-wide legal and compliance functions, overseeing public company regulatory requirements, major corporate transactions, internal investigations, and the implementation of complex financial regulations.
Roger holds a Master of Laws (LL.M.) in Securities & Financial Regulation from Georgetown University, along with a Juris Doctor (J.D.) and a bachelor’s degree.